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U.S. Securities and Exchange Commission

  • RBC to Pay Millions in Penalties to Settle Charges in Canada and the US
    RBC to Pay Millions in Penalties to Settle Charges in Canada and the US
    The Royal Bank of Canada (RBC) is paying millions of dollars in fines to three regulators in two countries for violating accounting standards stretching back more than 10 years. Canada’s ...
    November 3, 2023BY Jennifer Cowan
  • SEC Ends Insider Trading Probe of Former Sen. Richard Burr With No Action
    SEC Ends Insider Trading Probe of Former Sen. Richard Burr With No Action
    The U.S. Securities and Exchanges Commission (SEC) has ended its more than two-year probe of stock trades made ...
    January 9, 2023BY Ryan Morgan
  • Beijing Can No Longer Skirt the SEC Regulations
    Beijing Can No Longer Skirt the SEC Regulations
    Commentary The days of a double standard for China are ending. Chinese companies will no longer be able ...
    December 2, 2022BY Antonio Graceffo
  • Elon Musk Files Appeal to End SEC Decree Over Twitter Posts
    Elon Musk Files Appeal to End SEC Decree Over Twitter Posts
    NEW YORK—Elon Musk on Wednesday appealed a judge's refusal to end his 2018 agreement with the U.S. Securities ...
    June 16, 2022BY Reuters
  • US SEC Warns Brokers to ‘Remain Vigilant’ to Market, Counterparty Risk
    US SEC Warns Brokers to ‘Remain Vigilant’ to Market, Counterparty Risk
    WASHINGTON—In a rare public warning, the U.S. Securities and Exchange Commission on Monday told broker-dealers and other market ...
    March 16, 2022BY Reuters
  • Major Chinese Plastics Company Listed on Nasdaq Sued by US Shareholders
    Major Chinese Plastics Company Listed on Nasdaq Sued by US Shareholders
    Amid U.S. scrutiny of Chinese companies listed on U.S. exchanges, American shareholders recently filed a class-action lawsuit against ...
    September 16, 2020BY Alex Wu
  • US Securities Regulator Warns Over Chinese Audit Amid Coronavirus Outbreak
    US Securities Regulator Warns Over Chinese Audit Amid Coronavirus Outbreak
    WASHINGTON—The U.S. securities regulator on Feb. 19 said it was pushing the Big Four accountancy firms to ramp ...
    February 20, 2020BY Reuters
  • Should the SEC Guide Corporations’ Long-Term Planning?
    Should the SEC Guide Corporations’ Long-Term Planning?
    Commentary Today, the U.S. Securities and Exchange Commission (SEC) will hold a roundtable discussion to address “short-termism”—the notion that ...
    July 18, 2019BY Mark Hendrickson
  • College Chain Faces Mounting Troubles
    College Chain Faces Mounting Troubles
    ITT Technical Institute, a for-profit college with campuses across the United States, is accused of misleading its students ...
    August 10, 2016BY Emel Akan
  • US Probes E-commerce Giant Alibaba’s Accounting Practices
    US Probes E-commerce Giant Alibaba’s Accounting Practices
    WASHINGTON— Chinese e-commerce giant Alibaba says it is under investigation by U.S. regulators in connection with its accounting ...
    May 25, 2016BY The Associated Press
TOP NEWS
  • FAA Issues Emergency Ground Stop for All US Flights for ‘Extraordinary Circumstances’
    1hr By Jill McLaughlin
    FAA Issues Emergency Ground Stop for All US Flights for ‘Extraordinary Circumstances’
  • Supreme Court Takes Up Robinhood Investor Lawsuit
    2hr By Stacy Robinson
    Supreme Court Takes Up Robinhood Investor Lawsuit
  • Supreme Court to Consider Trump’s Asylum Restrictions at Southern Border
    3hr By Jack Phillips
    Supreme Court to Consider Trump’s Asylum Restrictions at Southern Border
  • Cisco Sued in California Over Alleged Link to Human Rights Abuses
    3hr By Eva Fu
    Cisco Sued in California Over Alleged Link to Human Rights Abuses
  • DOJ Says Agencies Should Prioritize English Over Other Languages
    4hr By Jack Phillips
    DOJ Says Agencies Should Prioritize English Over Other Languages
  • Kremlin Says Europe Must Show Readiness to Contribute to Peace Process Before Joining Talks
    4hr By Victoria Friedman
    Kremlin Says Europe Must Show Readiness to Contribute to Peace Process Before Joining Talks
  • New White House Chief of Staff Imposes Restrictions on Meeting With Lobbyists
    6hr By Zachary Stieber
    New White House Chief of Staff Imposes Restrictions on Meeting With Lobbyists
  • Microsoft Outlook Emails Approaching Normal Levels After Outage, Company Says
    6hr By Jack Phillips
    Microsoft Outlook Emails Approaching Normal Levels After Outage, Company Says
  • Trump-Ordered Vaccine Safety Report Delayed Past Deadline
    6hr By Zachary Stieber
    Trump-Ordered Vaccine Safety Report Delayed Past Deadline
  • Global Oil Market Shows First Signs of Rebalancing as Gulf Exports Recover: IEA
    7hr By Evgenia Filimianova
    Global Oil Market Shows First Signs of Rebalancing as Gulf Exports Recover: IEA
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