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U.S. Securities and Exchange Commission
RBC to Pay Millions in Penalties to Settle Charges in Canada and the US
The Royal Bank of Canada (RBC) is paying millions of dollars in fines to three regulators in two countries for violating accounting standards stretching back more than 10 years. Canada’s ...
November 3, 2023
BY
Jennifer Cowan
SEC Ends Insider Trading Probe of Former Sen. Richard Burr With No Action
The U.S. Securities and Exchanges Commission (SEC) has ended its more than two-year probe of stock trades made ...
January 9, 2023
BY
Ryan Morgan
Beijing Can No Longer Skirt the SEC Regulations
Commentary The days of a double standard for China are ending. Chinese companies will no longer be able ...
December 2, 2022
BY
Antonio Graceffo
Elon Musk Files Appeal to End SEC Decree Over Twitter Posts
NEW YORK—Elon Musk on Wednesday appealed a judge's refusal to end his 2018 agreement with the U.S. Securities ...
June 16, 2022
BY
Reuters
US SEC Warns Brokers to ‘Remain Vigilant’ to Market, Counterparty Risk
WASHINGTON—In a rare public warning, the U.S. Securities and Exchange Commission on Monday told broker-dealers and other market ...
March 16, 2022
BY
Reuters
Major Chinese Plastics Company Listed on Nasdaq Sued by US Shareholders
Amid U.S. scrutiny of Chinese companies listed on U.S. exchanges, American shareholders recently filed a class-action lawsuit against ...
September 16, 2020
BY
Alex Wu
US Securities Regulator Warns Over Chinese Audit Amid Coronavirus Outbreak
WASHINGTON—The U.S. securities regulator on Feb. 19 said it was pushing the Big Four accountancy firms to ramp ...
February 20, 2020
BY
Reuters
Should the SEC Guide Corporations’ Long-Term Planning?
Commentary Today, the U.S. Securities and Exchange Commission (SEC) will hold a roundtable discussion to address “short-termism”—the notion that ...
July 18, 2019
BY
Mark Hendrickson
College Chain Faces Mounting Troubles
ITT Technical Institute, a for-profit college with campuses across the United States, is accused of misleading its students ...
August 10, 2016
BY
Emel Akan
US Probes E-commerce Giant Alibaba’s Accounting Practices
WASHINGTON— Chinese e-commerce giant Alibaba says it is under investigation by U.S. regulators in connection with its accounting ...
May 25, 2016
BY
The Associated Press
TOP NEWS
FAA Issues Emergency Ground Stop for All US Flights for ‘Extraordinary Circumstances’
1hr
By
Jill McLaughlin
Supreme Court Takes Up Robinhood Investor Lawsuit
2hr
By
Stacy Robinson
Supreme Court to Consider Trump’s Asylum Restrictions at Southern Border
3hr
By
Jack Phillips
Cisco Sued in California Over Alleged Link to Human Rights Abuses
3hr
By
Eva Fu
DOJ Says Agencies Should Prioritize English Over Other Languages
4hr
By
Jack Phillips
Kremlin Says Europe Must Show Readiness to Contribute to Peace Process Before Joining Talks
4hr
By
Victoria Friedman
New White House Chief of Staff Imposes Restrictions on Meeting With Lobbyists
6hr
By
Zachary Stieber
Microsoft Outlook Emails Approaching Normal Levels After Outage, Company Says
6hr
By
Jack Phillips
Trump-Ordered Vaccine Safety Report Delayed Past Deadline
6hr
By
Zachary Stieber
Global Oil Market Shows First Signs of Rebalancing as Gulf Exports Recover: IEA
7hr
By
Evgenia Filimianova